{"id":10664,"date":"2025-07-22T14:57:00","date_gmt":"2025-07-22T06:57:00","guid":{"rendered":"https:\/\/www.pwma.org.hk\/?post_type=events&#038;p=10664"},"modified":"2025-08-20T14:57:51","modified_gmt":"2025-08-20T06:57:51","slug":"exploring-the-latest-developments-in-hong-kongs-market-soundings-regulations","status":"publish","type":"events","link":"https:\/\/www.pwma.org.hk\/en\/events\/exploring-the-latest-developments-in-hong-kongs-market-soundings-regulations\/","title":{"rendered":"Exploring the Latest Developments in Hong Kong\u2019s Market Soundings Regulations"},"content":{"rendered":"\n<p>Navigating the SFC\u2019s Guidelines on Market Soundings<br><br>With the SFC\u2019s Guidelines on Market Soundings now in effect, it&#8217;s timely for firms to review their internal policies and procedures to ensure they remain aligned.<br><br>We recently co-hosted a webinar with the Hong Kong Securities and Investment Institute, featuring expert insights from Eug\u00e8ne Goyne and Rui da Silva of EY. The session covered:<br>&#8211; An overview of the SFC\u2019s consultation conclusions<br>Scope of application, including listed shares and definitions of market sounding information<br>&#8211; Core principles: handling information, governance, and monitoring controls<br>Specific disclosure requirements for recipient persons<br>&#8211; Areas of uncertainty where SFC clarification may be beneficial<br>&#8211; Recommended responses and control framework essentials for intermediaries<br>&#8211; Real-life case studies firms may encounter<br><br>At PWMA, we believe keeping our members informed of regulatory developments is essential. We look forward to hosting more of these informative sessions in the future!<\/p>\n\n\n<div class=\"wp-block-image\">\n<figure class=\"aligncenter size-full is-resized\"><img decoding=\"async\" loading=\"lazy\" src=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2025\/08\/Market-Sounding-Webinar-Screenshot.png\" alt=\"\" class=\"wp-image-10665\" width=\"709\" height=\"399\"\/><\/figure><\/div>","protected":false},"featured_media":0,"template":"","acf":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/events\/10664"}],"collection":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/events"}],"about":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/types\/events"}],"wp:attachment":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/media?parent=10664"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}