{"id":2525,"date":"2019-09-09T20:36:36","date_gmt":"2019-09-09T12:36:36","guid":{"rendered":"http:\/\/project-pwma-uat.ltworkshop.com\/?post_type=events&#038;p=2525"},"modified":"2020-08-27T20:38:08","modified_gmt":"2020-08-27T12:38:08","slug":"pwma-portfolio-based-suitability-assessment-forum-discussion-on-11-september-2019","status":"publish","type":"events","link":"https:\/\/www.pwma.org.hk\/en\/events\/pwma-portfolio-based-suitability-assessment-forum-discussion-on-11-september-2019\/","title":{"rendered":"PWMA Portfolio-based Suitability Assessment &#8211; Forum Discussion on 11 September 2019"},"content":{"rendered":"\n<figure class=\"is-layout-flex wp-block-gallery-1 wp-block-gallery columns-3 is-cropped\"><ul class=\"blocks-gallery-grid\"><li class=\"blocks-gallery-item\"><figure><img decoding=\"async\" loading=\"lazy\" width=\"983\" height=\"1024\" src=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-983x1024.jpg\" alt=\"\" data-id=\"2526\" data-full-url=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-scaled.jpg\" data-link=\"https:\/\/www.pwma.org.hk\/?attachment_id=2526\" class=\"wp-image-2526\" srcset=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-983x1024.jpg 983w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-288x300.jpg 288w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-768x800.jpg 768w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-1474x1536.jpg 1474w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-1966x2048.jpg 1966w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-1200x1250.jpg 1200w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae6af7-1980x2063.jpg 1980w\" sizes=\"(max-width: 983px) 100vw, 983px\" \/><\/figure><\/li><li class=\"blocks-gallery-item\"><figure><img decoding=\"async\" loading=\"lazy\" width=\"1024\" height=\"564\" src=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-1024x564.jpg\" alt=\"\" data-id=\"2528\" data-full-url=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-scaled.jpg\" data-link=\"https:\/\/www.pwma.org.hk\/?attachment_id=2528\" class=\"wp-image-2528\" srcset=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-1024x564.jpg 1024w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-300x165.jpg 300w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-768x423.jpg 768w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-1536x846.jpg 1536w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-2048x1128.jpg 2048w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-1200x661.jpg 1200w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae9b1c-1980x1090.jpg 1980w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/figure><\/li><li class=\"blocks-gallery-item\"><figure><img decoding=\"async\" loading=\"lazy\" width=\"1024\" height=\"654\" src=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-1024x654.jpg\" alt=\"\" data-id=\"2530\" data-full-url=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-scaled.jpg\" data-link=\"https:\/\/www.pwma.org.hk\/?attachment_id=2530\" class=\"wp-image-2530\" srcset=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-1024x654.jpg 1024w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-300x192.jpg 300w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-768x491.jpg 768w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-1536x981.jpg 1536w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-2048x1308.jpg 2048w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-1200x767.jpg 1200w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11ae85a1-1980x1265.jpg 1980w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/figure><\/li><li class=\"blocks-gallery-item\"><figure><img decoding=\"async\" loading=\"lazy\" width=\"1024\" height=\"513\" src=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-1024x513.jpg\" alt=\"\" data-id=\"2532\" data-full-url=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-scaled.jpg\" data-link=\"https:\/\/www.pwma.org.hk\/?attachment_id=2532\" class=\"wp-image-2532\" srcset=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-1024x513.jpg 1024w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-300x150.jpg 300w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-768x385.jpg 768w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-1536x770.jpg 1536w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-2048x1026.jpg 2048w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-1200x601.jpg 1200w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aea6a2-1980x992.jpg 1980w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/figure><\/li><li class=\"blocks-gallery-item\"><figure><img decoding=\"async\" loading=\"lazy\" width=\"1024\" height=\"704\" src=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-1024x704.jpg\" alt=\"\" data-id=\"2534\" data-full-url=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e.jpg\" data-link=\"https:\/\/www.pwma.org.hk\/?attachment_id=2534\" class=\"wp-image-2534\" srcset=\"https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-1024x704.jpg 1024w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-300x206.jpg 300w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-768x528.jpg 768w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-1536x1057.jpg 1536w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-2048x1409.jpg 2048w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-1200x825.jpg 1200w, https:\/\/www.pwma.org.hk\/wp-content\/uploads\/2020\/08\/5d80b11aeb64e-1980x1362.jpg 1980w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/figure><\/li><\/ul><\/figure>\n\n\n\n<p>On 11 September 2019, PWMA organized a Forum Discussion on Portfolio-based Suitability Assessment and invited member firms who have adopted this approach to discuss and share its benefits, implementation challenges, and best practice with other members. &nbsp;It was an interactive discussion among the moderator, panelists, and around 80 participants in the audience. &nbsp;&nbsp;<\/p>\n\n\n\n<p>We would like to thank the panelists, Florence Cheung, Head of Business Compliance and Operation Risks, Bank of China; Elaine Ip, Head of Asia Pacific Ex-Japan Private Wealth Management Compliance, Goldman Sachs; Joey Yang, Regional Head of Product Advisory Compliance, Wealth Management, JP Morgan Chase; Peter Stein, Managing Director, PWMA; &nbsp;Hui-Jin Teh, Head IPS APAC GPE Investment Methodology, UBS, and the moderator Anita Wong, Executive Director, CT Risk Solutions Limited for joining the discussion.&nbsp; Our thanks also go to Deutsche Bank for hosting the session at their auditorium.<\/p>\n","protected":false},"featured_media":0,"template":"","acf":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/events\/2525"}],"collection":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/events"}],"about":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/types\/events"}],"wp:attachment":[{"href":"https:\/\/www.pwma.org.hk\/en\/wp-json\/wp\/v2\/media?parent=2525"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}