PWMA Webinar: Findings of Thematic Review of Spread Charges & Other Practices

Spread charges and other pricing-related practices are a hot topic within the private wealth management industry. At our February 24 webinar, David Lonergan of KPMG China and Lawrence Cheung of Credit Suisse delved deep into findings of a joint thematic review of this topic issued by the Securities and Futures Commission and Hong Kong Monetary Authority. They discussed the expected standards of conduct of intermediaries, governance, bilateral trading agreements, trading capacity and much more, attracting over 200 attendees.