PWMA ‘Managing Investigations and Disclosures to Regulators’ Session on 9 September 2019

On 9 September 2019, Allen & Overy partners Matt Bower, Fai Hung Cheung and Charlotte Robins spoke to 85 private wealth management professionals on a range of topics relating to the management of investigations, including privilege, interacting with regulators, how to handle employees, statutory secrecy, and the SFC’s requirements in respect of “rolling bad apples.” We sincerely thank the speakers and all the participants for taking part in the session, and extend our appreciation to Allen & Overy for hosting the event.